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| Provider | Service type | Compensation |
|---|---|---|
EDWARD JONES1 year Service code 27 · EIN 43-0345811 | Advisory (Plan) | $16,527 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $11,335 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,960 | $54,390-44.9% | $117,039-74.4% | $69,631-57.0% |
| Participation rate | 34.4% | 58.5%-24.1pp | 77.2%-42.7pp | 70.7%-36.2pp |
| Annual return | 14.96% | 18.33%-3.4pp | 18.95%-4.0pp | 27571.02%-27556.1pp |
| Employer contribution / active EE | $590 | $1,357-56.5% | $3,785-84.4% | $2,032-71.0% |
| Participant deferral / active EE | $946 | $2,076-54.4% | $3,929-75.9% | $3,224-70.7% |
| Admin fee / account holder | $66 | $98-32.2% | $5,974-98.9% | $110-40.0% |