Retirement plan

EQUUS HOLDINGS, INC. 2010 AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN

Name: EQUUS HOLDINGS, INC. - EQUUS HOLDINGS, INC. 2010 AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN (2015) Form 5500
Creator: EQUUS HOLDINGS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, EQUUS HOLDINGS, INC. 2010 AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN, EQUUS HOLDINGS, INC.

EQUUS HOLDINGS, INC.EIN 41-1827055Plan #002PY 2015

7725 WASHINGTON AVE S - EDINA, MN 55439612-617-6236

Other plans on this EIN

1 filing

#001Retirement-$14.7M assets

Prospect flagsHigh assets / participantLow participant contribution

How to read this page

Total assets (EOY)

$73.3M

No prior year

Total participants

184

No prior year

Average account balance

$398,580

No prior year

Annual return

48.50%

No prior year

Benchmarks

See 3,906 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort3,906 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$89.49M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$313K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

286

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$140K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$1K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-5.77%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2C2I2P2Q3F3I

Plan features

2C
Money purchase plan
Money purchase pension plan other than a target benefit plan.
2I
Stock bonus
Stock bonus plan.
2P
Leveraged ESOP
Employee stock ownership plan that acquires employer securities with borrowed money or other debt-financing techniques.
2Q
ESOP maintained by an S corporation
The employer maintaining this ESOP is an S corporation.
3F
Leased employees
Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.
3I
Employer securities investment required
Plan requiring that all or part of employer contributions be invested and held at least for a limited period in employer securities.

Opportunity flags

2 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Plan-level admin expenses are zero - fees are likely paid at the master-trust level rather than the individual plan.

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GRANT THORNTON, LLP
Auditor EIN: 366055558
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$398,580

$54,320+633.8%

$67,652+489.2%

$52,331+661.7%

Participation rate

100.0%

73.6%+26.4pp

75.7%+24.3pp

68.1%+31.9pp

Annual return

48.50%

6.81%+41.7pp

6625.40%-6576.9pp

4.54%+44.0pp

Employer contribution / active EE

$2,976

$1,544+92.8%

$2,266+31.4%

$1,882+58.2%

Participant deferral / active EE

$2,950-100.0%

$3,560-100.0%

$3,022-100.0%

Admin fee / account holder

$527-100.0%

$4,821-100.0%

$592-100.0%

EQUUS HOLDINGS, INC. 2010 AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

EQUUS HOLDINGS, INC. 2010 AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion