Filed September 2, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $11,987 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $7,655 |
USI CONSULTING GROUP3 years Filed as: USI ADVISORS INC Service code 27 95 GLASTONBURY BLVD · GLASTONBURY, CT 06033 | Advisory (Plan) | $6,500 |
COPELAND BUHL & COMPANY PLLP2 years Service code 10 800 EAST WAYZATA BLVD · WAYZATA, MN 55391 | Accounting | $5,876 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,822 | $86,655-27.5% | $119,609-47.5% | $66,914-6.1% |
| Participation rate | 57.9% | 75.6%-17.6pp | 79.3%-21.3pp | 69.8%-11.9pp |
| Annual return | -15.68% | -8.00%-7.7pp | -14.97%-0.7pp | 1.58%-17.3pp |
| Employer contribution / active EE | $1,393 | $2,536-45.1% | $4,232-67.1% | $2,544-45.2% |
| Participant deferral / active EE | $4,004 | $4,358-8.1% | $5,602-28.5% | $4,237-5.5% |
| Admin fee / account holder | $360 | $755-52.3% | $10,323-96.5% | $593-39.4% |