Filed March 18, 2019
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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC3+ years Filed as: CETERA ADVISOR NETWORKS, LLC Service code 70 6444 MERE DR · EDEN PRAIRIE, MN 55346 | Consulting Fees | $0 |
FIRST MERCANTILE TRUST COMPANY3+ years Service code 62 · EIN 62-0951563 | Recordkeeping fees; Float revenue; In... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,028 | $79,523-52.2% | $140,019-72.8% | $56,287-32.4% |
| Participation rate | 85.3% | 85.7%-0.4pp | 87.5%-2.2pp | 69.9%+15.4pp |
| Annual return | -6.99% | 2.39%-9.4pp | 651.15%-658.1pp | -9.96%+3.0pp |
| Employer contribution / active EE | $2,287 | $3,350-31.7% | $5,605-59.2% | $2,111+8.3% |
| Participant deferral / active EE | $3,653 | $5,129-28.8% | $6,927-47.3% | $3,350+9.1% |
| Admin fee / account holder | $0 | $614-100.0% | $10,705-100.0% | $521-100.0% |