Filed December 22, 2023
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $54,958 |
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $20,505 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,873 | $98,760-53.6% | $149,715-69.4% | $79,858-42.6% |
| Participation rate | 93.9% | 75.8%+18.2pp | 82.5%+11.5pp | 69.6%+24.3pp |
| Annual return | 16.31% | 27.43%-11.1pp | 276.66%-260.3pp | 31.72%-15.4pp |
| Employer contribution / active EE | $11,315 | $3,217+251.8% | $4,645+143.6% | $2,471+357.9% |
| Participant deferral / active EE | $39,779 | $5,681+600.2% | $6,842+481.4% | $3,740+963.6% |
| Admin fee / account holder | $190 | $6,053-96.9% | $9,310-98.0% | $5,306-96.4% |