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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $575 |
SECURITIES AMERICA INC4+ years Service code 61 · EIN 47-0648506 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,480 | $55,449+39.7% | $83,850-7.6% | $56,287+37.7% |
| Participation rate | 37.2% | 68.0%-30.8pp | 76.1%-38.9pp | 69.9%-32.6pp |
| Annual return | -7.81% | -1.38%-6.4pp | 850.92%-858.7pp | -9.96%+2.1pp |
| Employer contribution / active EE | $538 | $2,430-77.9% | $3,631-85.2% | $2,111-74.5% |
| Participant deferral / active EE | $1,973 | $2,935-32.8% | $4,082-51.7% | $3,350-41.1% |
| Admin fee / account holder | $5 | $656-99.2% | $5,478-99.9% | $521-99.0% |