Filed January 29, 2018 (most recent of 3 filings on file)
Total covered: 36 employees
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| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT2 years Filed as: RBC CAPITAL MARKETS LLC Service code 53 · EIN 41-1416330 | Insurance Commissions | $2,876 |
Service code 49 · EIN 04-1590850 | Other Services | $776 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
JANUS HENDERSON2 years Filed as: JANUS Service code 52 · EIN 84-0592523 | Indirect Investment Fees | $0 |
MFS INVESTMENT MANAGEMENT2 years Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
OPPENHEIMER2 years Service code 52 · EIN 84-1120195 | Indirect Investment Fees | $0 |
THORNBURG2 years Service code 52 · EIN 06-1158764 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,883 | $39,898+32.5% | $121,208-56.4% | $55,725-5.1% |
| Participation rate | 27.2% | 61.2%-34.0pp | 71.8%-44.5pp | 70.9%-43.6pp |
| Annual return | -5.95% | -0.96%-5.0pp | 16.93%-22.9pp | 244.93%-250.9pp |
| Employer contribution / active EE | $485 | $1,295-62.6% | $4,023-87.9% | $2,078-76.7% |
| Participant deferral / active EE | $795 | $2,439-67.4% | $3,345-76.2% | $3,356-76.3% |
| Admin fee / account holder | $8 | $95-91.6% | $5,020-99.8% | $115-93.1% |