Filed August 14, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $148,784 |
Filed as: MMA SECURITES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $50,000 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,050 | $56,443-13.1% | $83,848-41.5% | $55,725-12.0% |
| Participation rate | 81.3% | 72.0%+9.3pp | 76.1%+5.1pp | 70.9%+10.4pp |
| Annual return | -5.42% | 393.67%-399.1pp | 850.88%-856.3pp | 244.93%-250.3pp |
| Employer contribution / active EE | $260 | $2,682-90.3% | $3,631-92.8% | $2,078-87.5% |
| Participant deferral / active EE | $4,027 | $2,965+35.8% | $4,082-1.3% | $3,356+20.0% |
| Admin fee / account holder | $215 | $156+37.6% | $5,478-96.1% | $115+86.7% |