Retirement plan

EHLERS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Name: EHLERS AND ASSOCIATES, INC. - EHLERS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST (2017) Form 5500
Creator: EHLERS AND ASSOCIATES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, EHLERS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST, EHLERS AND ASSOCIATES, INC.

EHLERS AND ASSOCIATES, INC.dba NC.EIN 41-0837545Plan #001PY 2017

3060 CENTRE POINTE DRIVE - ROSEVILLE, MN 55113651-697-8500LinkedIn51-200 employeesinvestment banking

Other plans on this EIN

1 filing

#002Retirement-$14.8M assets

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$14M

+9.7% from 2016

Total participants

105

+6.1% from 2016

Average account balance

$157,094

+22.1% from 2016

Annual return

17.46%

+10.42 pp from 2016

Benchmarks

See 7,574 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants25-99

Cohort7,574 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$22.09M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$223K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

110.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.12M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.99%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$1753

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$1.7M

$18641 / participant

Other / not subdivided$2M100.0%

% of EOY assets

11.999%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$157,094

$100,033+57.0%

$149,716+4.9%

$70,124+124.0%

Participation rate

82.2%

83.6%-1.4pp

87.1%-4.8pp

69.5%+12.7pp

Annual return

17.46%

27.43%-10.0pp

1501.67%-1484.2pp

73.14%-55.7pp

Employer contribution / active EE

$3,661-100.0%

$5,444-100.0%

$2,342-100.0%

Participant deferral / active EE

$7,514

$4,982+50.8%

$6,568+14.4%

$3,332+125.5%

Admin fee / account holder

$18,850

$8,285+127.5%

$11,282+67.1%

$4,645+305.8%

EHLERS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

EHLERS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion