Filed October 18, 2004 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Participan... | $288,955 |
GEN FINANCIAL MANAGEMENT1 year Filed as: GEN FINANCIAL MANAGEMENT, INC. Service code 33 · EIN 41-1900819 | Securities brokerage; Securities brok... | $10,054 |
Filed as: ACCREDITED INVESTORS, INC. Service code 33 · EIN 41-1581164 | Securities brokerage; Securities brok... | $9,189 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,199 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,885 | $44,007+79.3% | $154,107-48.8% | $68,904+14.5% |
| Participation rate | 66.6% | 70.0%-3.4pp | 83.0%-16.4pp | 74.1%-7.5pp |
| Annual return | -4.63% | 8.15%-12.8pp | 735.12%-739.8pp | 1.07%-5.7pp |
| Employer contribution / active EE | $1,755 | $1,732+1.3% | $5,298-66.9% | $2,540-30.9% |
| Participant deferral / active EE | $4,618 | $2,813+64.2% | $5,081-9.1% | $4,015+15.0% |
| Admin fee / account holder | $69 | $65+6.6% | $13,411-99.5% | $71-3.2% |