Filed October 18, 2004 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Float revenue;... | $201,807 |
GEN FINANCIAL MANAGEMENT1 year Filed as: GEN FINANCIAL MANAGEMENT INC Service code 27 · EIN 41-1900819 | Advisory (Plan) | $8,224 |
ALL STAR FINANCIAL INC1 year Service code 27 · EIN 41-1729389 | Advisory (Plan) | $7,583 |
Filed as: ACCREDITED INVESTORS INC Service code 27 · EIN 41-1581164 | Advisory (Plan) | $6,960 |
Filed as: CHARLES SCHWAB AND CO, INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,711 |
Filed as: CHARLES SCHWAB & CO, INC Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,226 | $37,213+104.8% | $156,549-51.3% | $63,975+19.2% |
| Participation rate | 100.0% | 65.0%+35.0pp | 84.0%+16.0pp | 71.1%+28.9pp |
| Annual return | 2.24% | 47.89%-45.6pp | 32.23%-30.0pp | 48.65%-46.4pp |
| Employer contribution / active EE | $2,474 | $1,357+82.3% | $5,501-55.0% | $2,182+13.4% |
| Participant deferral / active EE | $6,417 | $2,070+210.0% | $4,871+31.7% | $3,356+91.2% |
| Admin fee / account holder | $53 | $56-6.6% | $13,027-99.6% | $70-25.3% |