Filed April 15, 2026 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Finders' ... | $190,245 |
Filed as: FIDELITY INVESTMENTS Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $3,524 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $300 |
FIIOC2 years Service code 15 | Recordkeeping | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,611 | $204,517-44.9% | $69,480+62.1% | $77,775+44.8% |
| Participation rate | 65.1% | 74.6%-9.5pp | 74.6%-9.5pp | 73.2%-8.1pp |
| Annual return | 20.67% | 22.10%-1.4pp | 28.99%-8.3pp | 32.58%-11.9pp |
| Employer contribution / active EE | $3,959 | $3,548+11.6% | $2,780+42.4% | $2,504+58.1% |
| Participant deferral / active EE | $3,016 | $3,478-13.3% | $3,537-14.7% | $3,966-24.0% |
| Admin fee / account holder | $62 | $101-37.9% | $3,840-98.4% | $100-37.6% |