Filings through .
Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP5 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $44,101 |
CETERA FINANCIAL GROUP4 years Filed as: CETERA ADVISOR NETWORKS LLC Service code 27 | Advisory (Plan) | $24,552 |
CETERA FINANCIAL GROUP3 years Filed as: CETERA INVESTMENT ADVISERS LLC Service code 27 · EIN 36-3258176 | Advisory (Plan) | $0 |
11 funds of $250K or more; 31 lines in all, holding $10.9M of the plan's $11.1M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: BlackRock LifePath Index, mutual fund, 38% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| BlackRock LifePath Index BlackRock · Mutual fund Target-date, 10 vintages | $4.1M | 38.0% |
| JPMorgan Large Cap Growth Fund JPMorgan · Mutual fund | $1.2M | 10.8% |
| Vanguard 500 Index Fund Vanguard · Mutual fund Index | $874K | 8.0% |
| JPMorgan Equity Income Fund JPMorgan · Mutual fund | $858K | 7.9% |
| New Perspective Fund Capital Group · Mutual fund | $665K | 6.1% |
| American Balanced Fund Capital Group · Mutual fund | $436K | 4.0% |
| Fidelity Small Cap Value Fund Fidelity (FMR) · Mutual fund | $400K | 3.7% |
| Principal Global Investors Diversified Principal · Separate account Recordkeeper's own fund | $356K | 3.3% |
| Franklin Gold & Precious Metals Fund Franklin Templeton · Mutual fund | $312K | 2.9% |
| Federated Hermes MDT Mid Cap Growth Fund Federated Hermes · Mutual fund | $224K | 2.1% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.