Filed January 28, 2002 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.2 years Filed as: VANGUARD ADVISERS INC. Service code 26 · EIN 23-2811930 | Advisory (Participants) | $206,882 |
THE VANGUARD GROUP, INC.9+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $123,343 |
KPMG LLP1 year Service code 99 · EIN 13-5565207 | Other Fees | $54,500 |
FRANCIS LLC1 year Service code 16 · EIN 90-0142264 | Consulting | $18,000 |
ASCENSUS LLC3 years Filed as: FRANCIS INVESTMENT COUNSEL LLC Service code 16 · EIN 90-0142264 | Consulting | $15,000 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,569 | $88,686-54.3% | $129,995-68.8% | $96,393-57.9% |
| Participation rate | 91.9% | 78.8%+13.1pp | 78.5%+13.4pp | 71.3%+20.6pp |
| Annual return | 18.17% | 17.57%+0.6pp | -137.18%+155.4pp | 22.88%-4.7pp |
| Employer contribution / active EE | $1,526 | $2,843-46.3% | $4,320-64.7% | $3,238-52.9% |
| Participant deferral / active EE | $2,908 | $4,908-40.8% | $5,820-50.0% | $5,455-46.7% |
| Admin fee / account holder | $28 | $60-52.9% | $10,614-99.7% | $74-61.9% |