Retirement plan

CNH INDUSTRIAL U.S. RETIREMENT SAVINGS PLAN

Name: CASE NEW HOLLAND INDUSTRIAL INC - CNH INDUSTRIAL U.S. RETIREMENT SAVINGS PLAN (2016) Form 5500
Creator: CASE NEW HOLLAND INDUSTRIAL INC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CNH INDUSTRIAL U.S. RETIREMENT SAVINGS PLAN, CASE NEW HOLLAND INDUSTRIAL INC

CASE NEW HOLLAND INDUSTRIAL INCEIN 39-1982756Plan #002PY 2016

700 STATE STREET - RACINE, WI 53404262-636-6004LinkedIn10001+ employeesmachinery

Other plans on this EIN

2 filings

#001Retirement-$1.15B assets #005Retirement-$11.6M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed March 1, 2005

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

How to read this page

Total assets (EOY)

$1388.6M

+3.8% from 2015

Total participants

9,944

-7.4% from 2015

Average account balance

$151,097

+8.1% from 2015

Annual return

8.42%

+8.66 pp from 2015

Benchmarks

See 118 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants5,000-9,999

Cohort118 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.28B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$194K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

11,723

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

90.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$152.55M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$16K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.68%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$79

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL2+ years Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786	Loan Processing	$569,560
WILLIS TOWERS WATSON US LLC1 year Filed as: WILLIS TOWERS WATSON Service code 27 · EIN 52-1868818	Advisory (Plan)	$80,250
REINHART BOERNER VAN DEUREN S.C.2+ years Filed as: REINHART Service code 29 · EIN 39-1126909	Legal	$45,132
WILLIS TOWERS WATSON US LLC2+ years Filed as: WATSON WYATT Service code 27 · EIN 52-1868818	Advisory (Plan)	$26,750
REINHART BOERNER VAN DEUREN S.C.2+ years Filed as: REINHART, BOERNER VANDEUREN S.C. Service code 29 · EIN 39-1126909	Legal	$14,101
ERNST & YOUNG LLP1 year Service code 10 · EIN 34-6565596	Accounting	$12,500

Plan features & details

Pension benefit codes2G2J2K

Plan features

2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$728K

$96 / participant

Other / not subdivided$728K100.0%

% of EOY assets

0.052%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ERNST & YOUNG
Auditor EIN: 346565596
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$151,097

$88,581+70.6%

$74,184+103.7%

$65,292+131.4%

Participation rate

90.0%

86.2%+3.8pp

76.6%+13.4pp

72.4%+17.6pp

Annual return

8.42%

11.72%-3.3pp

17.74%-9.3pp

11.84%-3.4pp

Employer contribution / active EE

$4,797

$3,021+58.8%

$2,370+102.4%

$2,302+108.4%

Participant deferral / active EE

$5,313

$4,898+8.5%

$3,550+49.7%

$3,579+48.5%

Admin fee / account holder

$79

$60+32.5%

$5,586-98.6%

$57+38.1%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL2+ years

Filed as: FIDELITY INVESTMENTS

Service code 37 · EIN 04-2647786

Loan Processing

$569,560

WILLIS TOWERS WATSON US LLC1 year

Filed as: WILLIS TOWERS WATSON

Service code 27 · EIN 52-1868818

Advisory (Plan)

$80,250

REINHART BOERNER VAN DEUREN S.C.2+ years

Filed as: REINHART

Service code 29 · EIN 39-1126909

Legal

$45,132

WILLIS TOWERS WATSON US LLC2+ years

Filed as: WATSON WYATT

Service code 27 · EIN 52-1868818

Advisory (Plan)

$26,750

REINHART BOERNER VAN DEUREN S.C.2+ years

Filed as: REINHART, BOERNER VANDEUREN S.C.

Service code 29 · EIN 39-1126909

Legal

$14,101

ERNST & YOUNG LLP1 year

Service code 10 · EIN 34-6565596

Accounting

$12,500

CNH INDUSTRIAL U.S. RETIREMENT SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CNH INDUSTRIAL U.S. RETIREMENT SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion