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| Provider | Service type | Compensation |
|---|---|---|
BRONFMAN E.L. ROTHSCHILD4+ years Filed as: BRONFMAN E. L. ROTHSCHILD, LP Service code 27 · EIN 39-1908691 | Advisory (Plan) | $83,961 |
NEWPORT GROUP, INC.3 years Filed as: NEWPORT TRUST COMPANY Service code 12 · EIN 27-4411131 | Custodial (securities); Trustee (dire... | $14,778 |
NEWPORT GROUP, INC.3 years Service code 12 · EIN 27-2037969 | Claims processing; Direct payment fro... | $11,182 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 12 · EIN 94-1737782 | Trustee (directed); Custodial (securi... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,783 | $37,591+0.5% | $90,657-58.3% | $55,725-32.2% |
| Participation rate | 95.0% | 66.4%+28.6pp | 74.0%+20.9pp | 70.9%+24.1pp |
| Annual return | -5.72% | -3.20%-2.5pp | 1.89%-7.6pp | 244.93%-250.7pp |
| Employer contribution / active EE | $1,285 | $1,302-1.3% | $2,532-49.2% | $2,078-38.2% |
| Participant deferral / active EE | $2,865 | $2,643+8.4% | $3,424-16.3% | $3,356-14.6% |
| Admin fee / account holder | $90 | $100-10.1% | $4,994-98.2% | $115-22.0% |