| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $884,587 |
AON CONSULTING1+ years Filed as: AON HEWITT INVESTMENT Service code 16 · EIN 36-3109431 | Consulting | $80,186 |
DIMEO SCHNEIDER & ASSOCIATES LLC1+ years Filed as: DIMEO SCHNEIDER & ASSOCIAT Service code 16 · EIN 36-4001764 | Consulting | $47,500 |
ANTON COLLINS MITCHELL LLP1+ years Filed as: ANTON COLLINS MITCHELL, LLP Service code 10 · EIN 01-0724563 | Accounting | $41,250 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | FISERV, INC. | EMPLOYER PURCHASE OF FISERV STOCK FUND BY EMPLOYEES OF TEGRA118 WEALTH SOLUTIONS, INC. | — | $3 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $135,745 | $97,541+39.2% | $149,751-9.4% | $106,273+27.7% |
| Participation rate | 97.8% | 66.8%+31.0pp | 82.5%+15.3pp | 70.8%+27.0pp |
| Annual return | 225.70% | 24.23%+201.5pp | 276.71%-51.0pp | 21.70%+204.0pp |
| Employer contribution / active EE | $717 | $2,504-71.4% | $4,646-84.6% | $2,722-73.7% |
| Participant deferral / active EE | $7,490 | $6,023+24.4% | $6,843+9.5% | $4,601+62.8% |
| Admin fee / account holder | $36 | $72-50.3% | $9,312-99.6% | $78-54.5% |