Retirement plan

OCONOMOWOC RESIDENTIAL PROGRAMS, INC 401(K) PLAN

Name: OCONOMOWOC RESIDENTIAL PROGRAMS, INC - OCONOMOWOC RESIDENTIAL PROGRAMS, INC 401(K) PLAN (2017) Form 5500
Creator: OCONOMOWOC RESIDENTIAL PROGRAMS, INC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, OCONOMOWOC RESIDENTIAL PROGRAMS, INC 401(K) PLAN, OCONOMOWOC RESIDENTIAL PROGRAMS, INC

OCONOMOWOC RESIDENTIAL PROGRAMS, INCEIN 39-1510207Plan #001PY 2017

1746 EXECUTIVE DRIVE - OCONOMOWOC, WI 53066262-569-5515LinkedIn1001-5000 employeesmedical practice

Other plans on this EIN

1 filing

#002Retirement-$91.7M assets

Prospect flagsLow assets / participantLow employer contributionCorrective distributions

Top hat statement on fileNQDC

Filed November 29, 2016

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$19.4M

+19.8% from 2016

Total participants

1,894

+1.1% from 2016

Average account balance

$11,249

+18.6% from 2016

Annual return

14.84%

+4.62 pp from 2016

Benchmarks

See 1,308 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants1,000-4,999

Cohort1,308 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$39.35M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$18K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,167

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$5.13M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$3K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.71%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$146

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
NEWPORT GROUP, INC.2 years Filed as: NEWPORT GROUP, INC Service code 12 · EIN 27-2037696	Direct payment from the plan; Recordk...	$167,609
SPECTRUM INVESTMENT ADVISORS3+ years Service code 27 · EIN 39-1828175	Advisory (Plan)	$60,129
NEWPORT GROUP, INC.2 years Service code 15	Recordkeeping	$21,385
BDO USA, LLP3+ years Filed as: BDO Service code 10 · EIN 13-5381590	Accounting	$16,817
RELIANCE TRUST COMPANY3+ years Service code 12 · EIN 58-1428634	Trustee (directed); Trustee (bank, tr...	$14,363

Plan features & details

Pension benefit codes2E2F2G2J2K2T2R2S3H3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped

OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$247K

$148 / participant

Investment mgmt$60K24.3%
Contract admin$167K67.5%
Other / not subdivided$20K8.2%

% of EOY assets

1.274%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BDO USA, LLP
Auditor EIN: 135381590
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$11,249

$44,989-75.0%

$170,435-93.4%

$77,958-85.6%

Participation rate

89.9%

64.6%+25.3pp

83.6%+6.3pp

71.6%+18.3pp

Annual return

14.84%

19.61%-4.8pp

205.94%-191.1pp

20.87%-6.0pp

Employer contribution / active EE

$1,466-100.0%

$5,432-100.0%

$2,310-100.0%

Participant deferral / active EE

$1,517

$2,208-31.3%

$4,939-69.3%

$3,537-57.1%

Admin fee / account holder

$143

$69+107.9%

$13,881-99.0%

$97+47.2%

Provider

Service type

Compensation

NEWPORT GROUP, INC.2 years

Filed as: NEWPORT GROUP, INC

Service code 12 · EIN 27-2037696

Direct payment from the plan; Recordk...

$167,609

SPECTRUM INVESTMENT ADVISORS3+ years

Service code 27 · EIN 39-1828175

Advisory (Plan)

$60,129

NEWPORT GROUP, INC.2 years

Service code 15

Recordkeeping

$21,385

BDO USA, LLP3+ years

Filed as: BDO

Service code 10 · EIN 13-5381590

Accounting

$16,817

RELIANCE TRUST COMPANY3+ years

Service code 12 · EIN 58-1428634

Trustee (directed); Trustee (bank, tr...

$14,363

OCONOMOWOC RESIDENTIAL PROGRAMS, INC 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

OCONOMOWOC RESIDENTIAL PROGRAMS, INC 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion