Filed December 18, 2000 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC5+ years Filed as: FRANCIS INVESTMENT COUNSEL Service code 26 19435 W CAPITOL DRIVE · BROOKFIELD, WI 53045 | Advisory (Participants) | $65,000 |
ASSOCIATED TRUST COMPANY, N.A.5+ years Service code 15 · EIN 30-0219031 | Recordkeeping | $49,732 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $178,176 | $56,972+212.7% | $182,532-2.4% | $65,185+173.3% |
| Participation rate | 96.0% | 66.5%+29.4pp | 78.0%+18.0pp | 70.2%+25.8pp |
| Annual return | 22.74% | 27.67%-4.9pp | 148.54%-125.8pp | 29.38%-6.6pp |
| Employer contribution / active EE | $2,962 | $1,615+83.5% | $4,076-27.3% | $2,177+36.1% |
| Participant deferral / active EE | $10,213 | $3,526+189.6% | $5,524+84.9% | $3,514+190.7% |
| Admin fee / account holder | $341 | $528-35.3% | $8,592-96.0% | $847-59.7% |