Filed December 18, 2000 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC4+ years Filed as: FRANCIS INVESTMENT COUNSEL Service code 26 19435 W CAPITOL DRIVE · BROOKFIELD, WI 53045 | Advisory (Participants) | $65,000 |
ASSOCIATED TRUST COMPANY, N.A.4+ years Service code 15 · EIN 30-0219031 | Recordkeeping | $46,914 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,632 | $42,810+237.8% | $169,463-14.7% | $55,725+159.5% |
| Participation rate | 93.3% | 64.7%+28.5pp | 77.8%+15.5pp | 70.9%+22.4pp |
| Annual return | -6.60% | -3.61%-3.0pp | 1.83%-8.4pp | 244.93%-251.5pp |
| Employer contribution / active EE | $2,817 | $1,402+101.0% | $4,159-32.3% | $2,078+35.6% |
| Participant deferral / active EE | $8,669 | $3,141+175.9% | $5,277+64.3% | $3,356+158.3% |
| Admin fee / account holder | $341 | $106+220.4% | $9,109-96.3% | $115+196.2% |