Filed November 14, 2016
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES Service code 27 · EIN 35-2552359 | Advisory (Plan) | $38,404 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $36,602 |
GOLDLEAF PARTNERS2 years Filed as: GOLDLEAF PARTNERS SERVICES, INC. Service code 13 · EIN 45-0514557 | Contract Administrator | $9,365 |
GOLDLEAF PARTNERS3 years Filed as: GOLDLEAF PARTNERS SERVICES INC Service code 13 | Contract Administrator | $4,759 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,559 | $40,522+10.0% | $84,637-47.4% | $67,582-34.1% |
| Participation rate | 67.9% | 51.1%+16.8pp | 68.2%-0.3pp | 71.3%-3.4pp |
| Annual return | 4.86% | 32.72%-27.9pp | 258.82%-254.0pp | 378.57%-373.7pp |
| Employer contribution / active EE | $1,830 | $1,146+59.7% | $2,653-31.0% | $2,148-14.8% |
| Participant deferral / active EE | $2,837 | $2,132+33.1% | $3,900-27.3% | $3,539-19.8% |
| Admin fee / account holder | $328 | $145+125.9% | $4,914-93.3% | $142+130.7% |