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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $80,359 |
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $37,342 |
SCOTT DUFEK11+ years Service code 10 200 S EXECUTIVE DR · BROOKFIELD, WI 53005 | Accounting | $7,500 |
28 funds of $250K or more; 21 lines in all, holding $56.4M of the plan's $60.1M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 25% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $13.9M | 24.6% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class A | $5.8M | 10.3% |
| Fixed Account Empower · Insurance contract Recordkeeper's own fund | $5.8M | 10.2% |
| Collective trust fund a Harbor Capital · Collective trust | $5.5M | 9.8% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund Possible retail class A | $5.0M | 8.8% |
| Metropolitan West Total Return Bond P Fund TCW · Mutual fund Possible retail class A | $3.2M | 5.7% |
| Vanguard Total International Stock Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class A | $2.0M | 3.6% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class A | $2.0M | 3.5% |
| Baird Aggregate Bond Fund Institutional Baird · Mutual fund Possible retail class A | $1.8M | 3.1% |
| Eupac Fund Class A Capital Group · Separate account | $1.7M | 2.9% |
Likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| ReplacedHighNatixis Oakmark International Fund (Instl) to Dodge & Cox International Stock | $638K to $971K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.