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| Provider | Service type | Compensation |
|---|---|---|
INDEPENDENT FINANCIAL PARTNERS4+ years Service code 26 3030 N ROCKY POINT DR W · TAMPA, FL 33607 | Advisory (Participants) | $32,263 |
ALLIANCE BENEFIT GROUP4+ years Filed as: ALLIANCE BENEFIT GROUP OF ILLINOIS Service code 15 · EIN 37-0899315 | Recordkeeping | $17,878 |
Filed as: CHARLES SCHWAB BANK Service code 28 | Investment Management | $4,194 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB TRUST COMPANY Service code 19 · EIN 42-1558009 | Securities Custodian | $3,062 |
CHARLES SCHWAB & CO., INC.4+ years Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,177 | $44,873+14.0% | $79,466-35.6% | $56,287-9.1% |
| Participation rate | 77.5% | 68.7%+8.8pp | 73.3%+4.2pp | 69.9%+7.7pp |
| Annual return | -7.77% | 0.81%-8.6pp | 718.28%-726.1pp | -9.96%+2.2pp |
| Employer contribution / active EE | $1,093 | $2,140-48.9% | $2,800-61.0% | $2,111-48.2% |
| Participant deferral / active EE | $3,138 | $2,746+14.3% | $3,704-15.3% | $3,350-6.3% |
| Admin fee / account holder | $403 | $418-3.7% | $5,104-92.1% | $521-22.6% |