Retirement plan

SHEBOYGAN ORAL & MAXILLOFACIAL SURGERY ASSOC., LTD. 401(K) PLAN

Name: SHEBOYGAN ORAL & MAXILLOFACIAL SURGERY ASSOCIATES LTD - SHEBOYGAN ORAL & MAXILLOFACIAL SURGERY ASSOC., LTD. 401(K) PLAN (2016) Form 5500
Creator: SHEBOYGAN ORAL & MAXILLOFACIAL SURGERY ASSOCIATES LTD
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SHEBOYGAN ORAL & MAXILLOFACIAL SURGERY ASSOC., LTD. 401(K) PLAN, SHEBOYGAN ORAL & MAXILLOFACIAL SURGERY ASSOCIATES LTD

SHEBOYGAN ORAL & MAXILLOFACIAL SURGERY ASSOCIATES LTDEIN 39-1149877Plan #003PY 2016

3637 WILGUS AVENUE - SHEBOYGAN, WI 53081920-458-8213LinkedIn1-10 employeesmedical practice

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$2.7M

+15.0% from 2015

Total participants

+13.3% from 2015

Average account balance

$160,545

+1.4% from 2015

Annual return

10.36%

+11.64 pp from 2015

Benchmarks

See 109,098 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort109,098 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$7.19M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$423K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

121.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$293K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$21K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.08%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$23189

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$95K

$6814 / participant

Other / not subdivided$95K100.0%

% of EOY assets

3.495%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$160,545

$181,896-11.7%

$156,551+2.6%

$273,972-41.4%

Participation rate

100.0%

88.4%+11.6pp

84.0%+16.0pp

83.0%+17.0pp

Annual return

10.36%

30.74%-20.4pp

32.23%-21.9pp

41.46%-31.1pp

Employer contribution / active EE

$9,913

$6,248+58.7%

$5,501+80.2%

$4,869+103.6%

Participant deferral / active EE

$3,825

$5,550-31.1%

$4,871-21.5%

$5,287-27.7%

Admin fee / account holder

$5,611

$15,560-63.9%

$13,028-56.9%

$10,133-44.6%

SHEBOYGAN ORAL & MAXILLOFACIAL SURGERY ASSOC., LTD. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SHEBOYGAN ORAL & MAXILLOFACIAL SURGERY ASSOC., LTD. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion