Filed November 18, 2016
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
SHEPPARD MULLIN1 year Filed as: SHEPPARD, MICHAEL Service code 49 10200 W INNOVATION DR · MILWAUKEE, WI 532264827 | Other Services | $46,435 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $14,433 |
Filed as: BARNES, PAULA Service code 49 10200 W INNOVATION DR · MILWAUKEE, WI 532264827 | Other Services | $5,140 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,882 | $37,044-54.4% | $71,796-76.5% | $57,658-70.7% |
| Participation rate | 92.4% | 61.1%+31.2pp | 69.1%+23.2pp | 70.2%+22.1pp |
| Annual return | 6.06% | 12.64%-6.6pp | 78.04%-72.0pp | 5.13%+0.9pp |
| Employer contribution / active EE | $274 | $720-61.9% | $1,924-85.8% | $1,974-86.1% |
| Participant deferral / active EE | $1,620 | $1,974-18.0% | $2,794-42.0% | $3,061-47.1% |
| Admin fee / account holder | $27 | $101-73.6% | $4,815-99.4% | $95-71.9% |