Filed August 25, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $196,017 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,273 | $54,281-75.5% | $60,547-78.1% | $59,188-77.6% |
| Participation rate | 97.2% | 66.8%+30.4pp | 68.0%+29.2pp | 69.4%+27.8pp |
| Annual return | -0.26% | 1.74%-2.0pp | 335.64%-335.9pp | 5.51%-5.8pp |
| Employer contribution / active EE | $613 | $2,031-69.8% | $2,419-74.7% | $2,098-70.8% |
| Participant deferral / active EE | $2,429 | $2,789-12.9% | $3,328-27.0% | $3,265-25.6% |
| Admin fee / account holder | $58 | $64-10.4% | $4,536-98.7% | $92-37.3% |