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| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC4+ years Filed as: FRANCIS INVESTMENT COUNSEL Service code 16 · EIN 39-1096303 21180 W. CAPITOL DRIVE · PEWAUKEE, WI 53072 | Consulting | $45,058 |
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $36,378 |
BLUE CHIP RETIREMENT PLANS, INC.4+ years Filed as: BLUE CHIP RETIREMENT PLANS Service code 99 | Other Fees | $10,000 |
BLUE CHIP RETIREMENT PLANS, INC.4+ years Filed as: BLUE CHIP RETIREMENT SERVICES Service code 99 6737 WEST WASHINGTON STREET · MILWAUKEE, WI 53214 | Other Fees | $4,200 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,542 | $44,873+41.6% | $79,467-20.0% | $56,289+12.9% |
| Participation rate | 99.5% | 68.7%+30.8pp | 73.3%+26.1pp | 69.9%+29.6pp |
| Annual return | -3.96% | 0.81%-4.8pp | 718.30%-722.3pp | -9.96%+6.0pp |
| Employer contribution / active EE | $2,883 | $2,140+34.7% | $2,800+3.0% | $2,111+36.6% |
| Participant deferral / active EE | $5,768 | $2,746+110.1% | $3,704+55.7% | $3,350+72.2% |
| Admin fee / account holder | $322 | $418-23.2% | $5,104-93.7% | $521-38.3% |