Retirement plan

ADVOCAP, INC. RETIREMENT PLAN

Name: ADVOCAP, INC. - ADVOCAP, INC. RETIREMENT PLAN (2015) Form 5500
Creator: ADVOCAP, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ADVOCAP, INC. RETIREMENT PLAN, ADVOCAP, INC.

ADVOCAP, INC.EIN 39-1053365Plan #001PY 2015

19 WEST FIRST STREET - FOND DU LAC, WI 54935920-922-7760advocap.orgLinkedIn51-200 employeesindividual & family services

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$4.4M

No prior year

Total participants

215

No prior year

Average account balance

$21,370

No prior year

Annual return

-1.57%

No prior year

Benchmarks

See 4,452 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort4,452 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$8.03M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$37K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

217

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

83.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$559K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.46%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$150

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
COE ADMINISTRATORS, LLC1+ years Service code 13 2450 WITZEL AVENUE · OSHKOSH, WI 54904	Contract Administrator	$0
HORNOR TOWNSEND & KENT INC1+ years Service code 55 600 DRESHER RD #CIC · HORSHAM, PA 19044	Other Commissions	$0

Plan features & details

Pension benefit codes2E2F2G2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$19K

$122 / participant

Investment mgmt$19K98.0%
Contract admin$3852.0%

% of EOY assets

0.443%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: HAWKINS ASH CPA'S LLP
Auditor EIN: 390912608
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$21,370

$46,360-53.9%

$147,618-85.5%

$52,331-59.2%

Participation rate

93.0%

64.9%+28.1pp

84.6%+8.4pp

68.1%+24.9pp

Annual return

-1.57%

1.62%-3.2pp

61.98%-63.6pp

4.54%-6.1pp

Employer contribution / active EE

$1,503

$2,126-29.3%

$5,565-73.0%

$1,882-20.1%

Participant deferral / active EE

$1,384

$2,258-38.7%

$4,895-71.7%

$3,022-54.2%

Admin fee / account holder

$95

$766-87.6%

$11,612-99.2%

$592-84.0%

Provider

Service type

Compensation

COE ADMINISTRATORS, LLC1+ years

Service code 13

2450 WITZEL AVENUE · OSHKOSH, WI 54904

Contract Administrator

HORNOR TOWNSEND & KENT INC1+ years

Service code 55

600 DRESHER RD #CIC · HORSHAM, PA 19044

Other Commissions

ADVOCAP, INC. RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ADVOCAP, INC. RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion