Filed September 25, 2019 (most recent of 3 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO6 years Service code 15 · EIN 04-2647786 | Recordkeeping | $163,416 |
STRATEGIC ADVISORS, INC.4 years Filed as: STRATEGIC ADVISORS Service code 26 · EIN 04-2654524 | Advisory (Participants) | $12,950 |
AXA EQUITABLE LIFE INSURANCE CO9+ years Service code 25 · EIN 13-5570651 | Directed Trustee | $53 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,419 | $50,150+90.3% | $149,723-36.3% | $80,169+19.0% |
| Participation rate | 55.0% | 64.3%-9.3pp | 78.8%-23.8pp | 72.9%-18.0pp |
| Annual return | 22.24% | 29.80%-7.6pp | 134.50%-112.3pp | 40.39%-18.2pp |
| Employer contribution / active EE | $0 | $1,868-100.0% | $4,821-100.0% | $2,978-100.0% |
| Participant deferral / active EE | $4,000 | $3,195+25.2% | $5,682-29.6% | $5,016-20.3% |
| Admin fee / account holder | $150 | $153-1.4% | $13,215-98.9% | $145+3.8% |