Filed September 25, 2019 (most recent of 3 filings on file)
Total covered: 4 employees
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO6 years Service code 15 · EIN 04-2647786 | Recordkeeping | $163,416 |
STRATEGIC ADVISORS, INC.4 years Filed as: STRATEGIC ADVISORS Service code 26 · EIN 04-2654524 | Advisory (Participants) | $12,950 |
AXA EQUITABLE LIFE INSURANCE CO9+ years Service code 25 · EIN 13-5570651 | Directed Trustee | $53 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,419 | $50,127+90.4% | $149,673-36.2% | $80,160+19.0% |
| Participation rate | 55.0% | 64.3%-9.3pp | 78.8%-23.8pp | 72.9%-18.0pp |
| Annual return | 22.24% | 29.82%-7.6pp | 134.42%-112.2pp | 40.38%-18.1pp |
| Employer contribution / active EE | $0 | $1,865-100.0% | $4,818-100.0% | $2,978-100.0% |
| Participant deferral / active EE | $4,000 | $3,194+25.2% | $5,680-29.6% | $5,017-20.3% |
| Admin fee / account holder | $150 | $153-1.4% | $13,210-98.9% | $145+3.8% |