Filed September 25, 2019 (most recent of 3 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO5 years Service code 15 · EIN 04-2647786 | Recordkeeping | $159,577 |
STRATEGIC ADVISORS, INC.3 years Filed as: STRATEGIC ADVISORS Service code 26 · EIN 04-2654524 | Advisory (Participants) | $8,416 |
INVESCO3 years Filed as: INVESCO CAPITAL MANAGEMENT Service code 15 · EIN 58-1707262 | Recordkeeping | $2,220 |
AXA EQUITABLE LIFE INSURANCE CO8+ years Service code 25 · EIN 13-5570651 | Directed Trustee | $1,460 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,964 | $45,000+75.5% | $143,797-45.1% | $77,906+1.4% |
| Participation rate | 54.0% | 66.8%-12.8pp | 80.3%-26.3pp | 73.7%-19.7pp |
| Annual return | -14.89% | 29.03%-43.9pp | -0.04%-14.9pp | 12.16%-27.0pp |
| Employer contribution / active EE | $0 | $1,870-100.0% | $4,952-100.0% | $2,846-100.0% |
| Participant deferral / active EE | $3,797 | $3,157+20.3% | $5,638-32.7% | $4,805-21.0% |
| Admin fee / account holder | $186 | $98+88.7% | $14,679-98.7% | $133+40.1% |