Filed March 18, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
HARBOUR INVESTMENTS INC4+ years Service code 55 · EIN 39-1571149 | Other Commissions | $14,103 |
Service code 37 · EIN 04-2647786 | Loan Processing | $804 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,775 | $66,302-12.9% | $110,243-47.6% | $56,289+2.6% |
| Participation rate | 75.0% | 74.9%+0.1pp | 79.8%-4.8pp | 69.9%+5.1pp |
| Annual return | -5.13% | -1.18%-4.0pp | 314.76%-319.9pp | -9.96%+4.8pp |
| Employer contribution / active EE | $547 | $2,047-73.3% | $3,827-85.7% | $2,111-74.1% |
| Participant deferral / active EE | $3,777 | $3,381+11.7% | $4,672-19.2% | $3,350+12.7% |
| Admin fee / account holder | $8 | $698-98.9% | $8,548-99.9% | $521-98.5% |