Filed March 18, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $1,603 |
HARBOUR INVESTMENTS INC2+ years Service code 61 · EIN 39-1571149 575 DONOFRIO DR STE 300 · MADISON, WI 53719 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,729 | $69,977+12.5% | $108,582-27.5% | $62,881+25.2% |
| Participation rate | 62.1% | 72.9%-10.8pp | 79.6%-17.5pp | 69.3%-7.2pp |
| Annual return | 9.15% | 10.73%-1.6pp | -51.70%+60.8pp | 20.14%-11.0pp |
| Employer contribution / active EE | $430 | $2,135-79.9% | $3,758-88.6% | $2,281-81.2% |
| Participant deferral / active EE | $2,940 | $3,165-7.1% | $4,311-31.8% | $3,203-8.2% |
| Admin fee / account holder | $21 | $5,076-99.6% | $7,645-99.7% | $4,296-99.5% |