Filed December 12, 2023
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| Provider | Service type | Compensation |
|---|---|---|
PRIVATE ADVISOR GROUP LLC7 years Filed as: PRIVATE ADVISORS GROUP Service code 27 · EIN 27-3463733 | Advisory (Plan) | $63,827 |
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Inves... | $41,281 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,156 | $106,236-16.1% | $112,263-20.6% | $64,824+37.5% |
| Participation rate | 100.0% | 71.7%+28.3pp | 75.1%+24.9pp | 71.5%+28.5pp |
| Annual return | -18.20% | -6.02%-12.2pp | 27.49%-45.7pp | 32.84%-51.0pp |
| Employer contribution / active EE | $4,435 | $3,167+40.0% | $3,636+22.0% | $2,507+76.9% |
| Participant deferral / active EE | $9,564 | $3,786+152.6% | $4,729+102.2% | $4,311+121.8% |
| Admin fee / account holder | $312 | $452-30.9% | $6,410-95.1% | $188+66.0% |