Retirement plan

ROMO, INC. 401(K) PLAN

Name: ROMO, INC. - ROMO, INC. 401(K) PLAN (2025) Form 5500
Creator: ROMO, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROMO, INC. 401(K) PLAN, ROMO, INC.

ROMO, INC.EIN 39-0915013Plan #001PY 2025

800 HERITAGE ROAD - DE PERE, WI 54115920-712-4074

Prospect flagsHigh fees

Top hat statement on fileNQDC

Filed March 24, 2006 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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How to read this page

Total assets (EOY)

$9.6M

+15.3% from 2024

Total participants

119

-5.6% from 2024

Average account balance

$91,666

+21.9% from 2024

Annual return

15.84%

+6.08 pp from 2024

Benchmarks

See 886 peers

Peer group

Industryany (size+type match)

Plan typeDefined contribution

Cohort886 peers

Snapshot2025

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Analytics

Total assets (EOY)

Plan-year ending balance

$9.62M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$92K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

105

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

85.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$530K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.84%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$302

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
PENSION INC.1 year Service code 14 · EIN 39-1955089	Plan Administrator	$22,523
GREAT-WEST LIFE & ANNUITY INSURANCE1 year Filed as: EMPOWER ANNUITY INS. CO Service code 64 · EIN 84-0467907	Recordkeeping Fees	$13,615
BAIRD FUNDS1 year Filed as: ROBERT W BAIRD Service code 55 PO BOX 88499 · MILWAUKEE, WI 532888499	Other Commissions	$13,330
LEAFHOUSE FINANCIAL ADVISORS, LLC1 year Filed as: LEAFHOUSE FINANCIAL ADVISORS Service code 99 6300 BRIDGE POINT PKWY BLDG 1 · AUTIN, TX 787305097	Other Fees	$1,009
WILSHIRE ASSOCIATES INCORPORATED6 years Filed as: WILSHIRE ASSOCIATES INCE Service code 26 · EIN 95-2755361	Advisory (Participants)	$560
JOHN HANCOCK LIFE INSURANCE COMPANY7 years Service code 15 · EIN 01-0233346	Recordkeeping	$300
ADVISE ASSET GROUP1 year Filed as: ADVISE ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD, CO 80111	Investment Management	$10

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$32K

$320 / participant

Recordkeeping$14K42.9%
Investment mgmt$5701.8%
Contract admin$15K45.9%
Other / not subdivided$3K9.4%

% of EOY assets

0.329%

all-in expense ratio

Categories reported

3 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: CLIFTONLARSONALLEN LLP
Auditor EIN: 410746749
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$91,666

$176,947-48.2%

$116,228-21.1%

Participation rate

85.9%

61.8%+24.0pp

74.6%+11.3pp

Annual return

15.84%

15.13%+0.7pp

90.06%-74.2pp

Employer contribution / active EE

$994

$2,196-54.7%

$2,994-66.8%

Participant deferral / active EE

$4,363

$4,114+6.0%

$4,953-11.9%

Admin fee / account holder

$302

$22,209-98.6%

$11,989-97.5%

Provider

Service type

Compensation

PENSION INC.1 year

Service code 14 · EIN 39-1955089

Plan Administrator

$22,523

GREAT-WEST LIFE & ANNUITY INSURANCE1 year

Filed as: EMPOWER ANNUITY INS. CO

Service code 64 · EIN 84-0467907

Recordkeeping Fees

$13,615

BAIRD FUNDS1 year

Filed as: ROBERT W BAIRD

Service code 55

PO BOX 88499 · MILWAUKEE, WI 532888499

Other Commissions

$13,330

LEAFHOUSE FINANCIAL ADVISORS, LLC1 year

Filed as: LEAFHOUSE FINANCIAL ADVISORS

Service code 99

6300 BRIDGE POINT PKWY BLDG 1 · AUTIN, TX 787305097

Other Fees

$1,009

WILSHIRE ASSOCIATES INCORPORATED6 years

Filed as: WILSHIRE ASSOCIATES INCE

Service code 26 · EIN 95-2755361

Advisory (Participants)

$560

JOHN HANCOCK LIFE INSURANCE COMPANY7 years

Service code 15 · EIN 01-0233346

Recordkeeping

$300

ADVISE ASSET GROUP1 year

Filed as: ADVISE ASSETS GROUP

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD, CO 80111

Investment Management

$10

ROMO, INC. 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROMO, INC. 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion