Filings through .
4 of 19 flags tripped on the 2025 filing.
Corrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Possible retail share class: $122K
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
How this plan compares with plans of the same size, type and industry, and how it moved year over year.
Each metric ranked against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Free for 7 days, then $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Free for 7 days, then $49 a month.
$51K in admin expenses, $92 per participant (all participants, line 6f).
The funds on the plan's investment schedule and what changed since the prior filing.
12 funds of $250K or more; 14 lines in all, holding $15.5M of the plan's $16.7M. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 77% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 12 vintagesRecordkeeper's own fund | $11.9M | 76.7% |
| Prin Fixed Income non 401 Principal · Insurance contract Recordkeeper's own fund | $1.4M | 8.9% |
| Prin LgCp S&P 500 Index Inst Fd Principal · Mutual fund IndexRecordkeeper's own fund | $714K | 4.6% |
| MFS Value Fund R4 MFS (Sun Life) · Mutual fund | $308K | 2.0% |
| LargeCap Growth Fund I Institutional Class Principal · Mutual fund Recordkeeper's own fund | $299K | 1.9% |
| Principal Core Fix Inc Inst Fd Principal · Mutual fund Recordkeeper's own fund | $294K | 1.9% |
| Registered Investment Company Janus International Holding, LLC Janus Henderson · Mutual fund Possible retail class T | $122K | 0.8% |
| MidCap Value Fund I Institutional Class Principal · Mutual fund Recordkeeper's own fund | $116K | 0.8% |
| Real Estate Securities Fund Institutional Class Principal · Mutual fund Recordkeeper's own fund | $106K | 0.7% |
| Prin SmCap S&P 600 Index Inst Fd Principal · Mutual fund IndexRecordkeeper's own fund | $97K | 0.6% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
4 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
4 more lines in this lineup are on Pro. Free for 7 days, then $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Who is paid to serve the plan, who audits it, and who signs the filing.
Top 2 by compensation.
| Provider | Compensation |
|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 Contract Administrator | $67,114 |
NORTHWESTERN MUTUAL INVESTMENT SERV11+ years Service code 27 · EIN 39-2018056 Advisory (Plan) | $28,750 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
7 feature codes on the 2025 filing.
2 contacts
11 filings · 2015 to 2025