Filed July 12, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC7 years Filed as: CETERA INVESTMENT ADVISORS LLC Service code 27 · EIN 36-3258176 | Advisory (Plan) | $46,824 |
Service code 37 · EIN 04-2647786 | Loan Processing | $40,781 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,390 | $131,799-17.8% | $200,582-46.0% | $85,563+26.7% |
| Participation rate | 93.7% | 87.9%+5.7pp | 86.9%+6.8pp | 66.0%+27.7pp |
| Annual return | 17.99% | 21.59%-3.6pp | 42.33%-24.3pp | 31.51%-13.5pp |
| Employer contribution / active EE | $5,044 | $4,532+11.3% | $6,419-21.4% | $2,654+90.1% |
| Participant deferral / active EE | $5,863 | $7,702-23.9% | $9,331-37.2% | $4,375+34.0% |
| Admin fee / account holder | $323 | $235+37.5% | $16,305-98.0% | $834-61.2% |