Filed October 10, 2018 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC4+ years Filed as: FRANCIS INVESTMENT COUNSEL Service code 17 · EIN 90-0142264 | Pension Consulting | $89,000 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $83,087 |
BMO HARRIS BANK NA4+ years Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
BMO HARRIS BANK NA3 years Filed as: BMO HARRIS BANK, NA Service code 19 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $158,927 | $65,118+144.1% | $76,766+107.0% | $55,725+185.2% |
| Participation rate | 97.5% | 79.6%+17.9pp | 77.0%+20.6pp | 70.9%+26.7pp |
| Annual return | -6.05% | -1.27%-4.8pp | 2.43%-8.5pp | 244.93%-251.0pp |
| Employer contribution / active EE | $5,164 | $1,941+166.1% | $2,485+107.8% | $2,078+148.5% |
| Participant deferral / active EE | $5,534 | $3,688+50.1% | $3,851+43.7% | $3,356+64.9% |
| Admin fee / account holder | $386 | $116+233.0% | $6,675-94.2% | $115+235.0% |