Filed January 5, 2017
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRIVATE ADVISOR GROUP LLC4+ years Service code 15 · EIN 27-3463733 | Recordkeeping | $15,782 |
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,325 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,661 | $42,396+5.3% | $67,313-33.7% | $56,287-20.7% |
| Participation rate | 54.6% | 61.0%-6.4pp | 69.1%-14.5pp | 69.9%-15.2pp |
| Annual return | -7.32% | -36.63%+29.3pp | -4.08%-3.2pp | -9.96%+2.6pp |
| Employer contribution / active EE | $578 | $1,414-59.1% | $2,566-77.5% | $2,111-72.6% |
| Participant deferral / active EE | $2,873 | $2,360+21.7% | $3,568-19.5% | $3,350-14.2% |
| Admin fee / account holder | $216 | $510-57.7% | $4,507-95.2% | $521-58.6% |