Filed July 11, 2018
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC4 years Filed as: STIFEL Service code 27 · EIN 43-0538770 | Advisory (Plan) | $46,778 |
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Recordkeeping and... | $15,213 |
Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,860 | $143,525-77.1% | $379,746-91.3% | $90,274-63.6% |
| Participation rate | 100.0% | 82.9%+17.1pp | 78.4%+21.6pp | 73.4%+26.6pp |
| Annual return | 16.20% | 18.97%-2.8pp | 34.90%-18.7pp | 53.97%-37.8pp |
| Employer contribution / active EE | $204 | $3,201-93.6% | $3,540-94.2% | $2,523-91.9% |
| Participant deferral / active EE | $2,580 | $5,231-50.7% | $6,024-57.2% | $4,231-39.0% |
| Admin fee / account holder | $107 | $100+7.0% | $7,927-98.6% | $114-5.8% |