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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $70,159 |
Service code 52 · EIN 13-5674085 | Indirect Investment Fees | $64,648 |
ADP BROKER-DEALER4 years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,405 | $47,456-67.5% | $172,755-91.1% | $77,775-80.2% |
| Participation rate | 35.1% | 66.3%-31.2pp | 82.6%-47.6pp | 73.2%-38.2pp |
| Annual return | 16.48% | 35.57%-19.1pp | 802.94%-786.5pp | 32.58%-16.1pp |
| Employer contribution / active EE | $174 | $1,574-88.9% | $5,144-96.6% | $2,504-93.0% |
| Participant deferral / active EE | $798 | $2,560-68.8% | $5,198-84.6% | $3,966-79.9% |
| Admin fee / account holder | $74 | $81-8.2% | $13,955-99.5% | $100-25.9% |