Filed January 27, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES & ASSOCIATES Service code 27 · EIN 59-1237041 | Advisory (Plan) | $7,074 |
ASCENSUS LLC5 years Service code 15 · EIN 11-3665754 | Recordkeeping | $3,945 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,806 | $65,435-37.6% | $86,677-52.9% | $66,914-39.0% |
| Participation rate | 48.6% | 75.5%-26.9pp | 76.6%-28.0pp | 69.8%-21.2pp |
| Annual return | -18.55% | -10.89%-7.7pp | 35.91%-54.5pp | 1.58%-20.1pp |
| Employer contribution / active EE | $1,546 | $2,153-28.2% | $2,836-45.5% | $2,544-39.2% |
| Participant deferral / active EE | $2,539 | $4,100-38.1% | $4,656-45.5% | $4,237-40.1% |
| Admin fee / account holder | $117 | $642-81.7% | $7,493-98.4% | $593-80.2% |