Filed January 27, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES & ASSOCIATES Service code 27 · EIN 59-1237041 | Advisory (Plan) | $7,597 |
ASCENSUS LLC2 years Service code 15 · EIN 11-3665754 | Recordkeeping | $1,039 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,397 | $65,376-62.7% | $87,100-72.0% | $65,185-62.6% |
| Participation rate | 60.7% | 75.3%-14.6pp | 76.9%-16.1pp | 70.2%-9.5pp |
| Annual return | 27.19% | 31.27%-4.1pp | 28.19%-1.0pp | 29.38%-2.2pp |
| Employer contribution / active EE | $1,671 | $1,822-8.3% | $2,521-33.7% | $2,177-23.2% |
| Participant deferral / active EE | $1,994 | $3,388-41.1% | $4,049-50.7% | $3,514-43.2% |
| Admin fee / account holder | $81 | $520-84.3% | $7,497-98.9% | $847-90.4% |