See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 27 · EIN 26-4310632 | Advisory (Plan) | $56,836 |
Service code 15 · EIN 39-0989781 | Recordkeeping | $49,853 |
BLACK & PINCKARD LLC3 years Service code 10 · EIN 26-0079381 | Accounting | $9,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,713 | $176,491-76.9% | $95,952-57.6% | $90,288-54.9% |
| Participation rate | 57.7% | 86.6%-28.9pp | 77.1%-19.4pp | 73.4%-15.7pp |
| Annual return | 14.96% | 20.14%-5.2pp | 91.61%-76.7pp | 53.97%-39.0pp |
| Employer contribution / active EE | $1,329 | $2,789-52.3% | $2,541-47.7% | $2,524-47.3% |
| Participant deferral / active EE | $2,770 | $5,340-48.1% | $4,167-33.5% | $4,232-34.5% |
| Admin fee / account holder | $153 | $154-0.6% | $6,795-97.7% | $114+34.2% |