Filed March 25, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CWM, LLC Service code 27 · EIN 27-4011107 | Advisory (Plan) | $36,000 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $24,849 |
BAKER TILLY US, LLP1 year Service code 10 · EIN 39-0859910 | Accounting | $7,800 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,409 | $71,872+32.7% | $86,691+10.1% | $68,495+39.3% |
| Participation rate | 78.6% | 72.2%+6.3pp | 76.6%+2.0pp | 67.9%+10.7pp |
| Annual return | -12.40% | 3.53%-15.9pp | 35.94%-48.3pp | -7.84%-4.6pp |
| Employer contribution / active EE | $1,873 | $2,173-13.8% | $2,837-34.0% | $2,596-27.9% |
| Participant deferral / active EE | $6,202 | $3,779+64.1% | $4,656+33.2% | $4,028+54.0% |
| Admin fee / account holder | $827 | $6,112-86.5% | $7,492-89.0% | $5,403-84.7% |