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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $70,543 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SW PKWY BLDG 2 STE 400 · AUSTIN, TX 78735 | Advisory (Plan) | $36,717 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,018 | $65,376+20.9% | $87,104-9.3% | $65,185+21.2% |
| Participation rate | 91.5% | 75.3%+16.2pp | 76.9%+14.6pp | 70.2%+21.3pp |
| Annual return | 22.41% | 31.27%-8.9pp | 28.19%-5.8pp | 29.38%-7.0pp |
| Employer contribution / active EE | $1,690 | $1,822-7.3% | $2,521-33.0% | $2,177-22.4% |
| Participant deferral / active EE | $4,930 | $3,388+45.5% | $4,048+21.8% | $3,514+40.3% |
| Admin fee / account holder | $443 | $520-14.7% | $7,491-94.1% | $847-47.7% |