Filed November 11, 2020
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL, LLC Service code 27 PO BOX 502533 · SAN DIEGO, CA 921502533 | Advisory (Plan) | $12,000 |
JPMORGAN INVEST HOLDINGS LLC3+ years Service code 64 · EIN 13-2624428 | Recordkeeping Fees | $3,895 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,194 | $63,314+37.7% | $91,004-4.2% | $62,293+40.0% |
| Participation rate | 99.1% | 73.3%+25.8pp | 75.6%+23.5pp | 69.5%+29.6pp |
| Annual return | 17.66% | 21.00%-3.3pp | 4.60%+13.1pp | 28.90%-11.2pp |
| Employer contribution / active EE | $4,362 | $1,807+141.4% | $2,456+77.6% | $2,042+113.6% |
| Participant deferral / active EE | $6,003 | $2,944+103.9% | $3,548+69.2% | $3,169+89.4% |
| Admin fee / account holder | $120 | $468-74.4% | $5,417-97.8% | $479-75.1% |