Filed July 26, 2021 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
AMERICAN FUNDS1 year Filed as: CAPITAL ASSET ADVISORY SERVICES LLC Service code 27 · EIN 38-3470125 | Advisory (Plan) | $41,963 |
Service code 37 · EIN 04-2647786 | Loan Processing | $36,776 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,299 | $66,302+37.7% | $110,243-17.2% | $56,287+62.2% |
| Participation rate | 72.0% | 74.9%-2.9pp | 79.8%-7.8pp | 69.9%+2.1pp |
| Annual return | 15.77% | -1.18%+16.9pp | 314.76%-299.0pp | -9.96%+25.7pp |
| Employer contribution / active EE | $0 | $2,047-100.0% | $3,827-100.0% | $2,111-100.0% |
| Participant deferral / active EE | $4,506 | $3,381+33.3% | $4,672-3.6% | $3,350+34.5% |
| Admin fee / account holder | $405 | $698-42.0% | $8,548-95.3% | $521-22.2% |