Filed March 4, 2024 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $102,549 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $88,694 |
DOEREN MAYHEW1 year Filed as: DOEREN MAYHEW ASSURANCE Service code 10 · EIN 38-2492570 | Accounting | $16,000 |
SIGMA FINANCIAL CORPORATION10+ years Filed as: SIGMA FINANCIAL CORP Service code 61 · EIN 38-2472555 | Finders' fees / placement fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,826 | $48,698-53.1% | $93,606-75.6% | $199,593-88.6% |
| Participation rate | 71.0% | 63.5%+7.4pp | 68.7%+2.3pp | 72.0%-1.0pp |
| Annual return | 13.32% | 15.34%-2.0pp | 133.20%-119.9pp | 34.25%-20.9pp |
| Employer contribution / active EE | $343 | $1,135-69.8% | $2,420-85.8% | $3,034-88.7% |
| Participant deferral / active EE | $2,947 | $2,817+4.6% | $4,411-33.2% | $5,087-42.1% |
| Admin fee / account holder | $57 | $195-70.8% | $8,285-99.3% | $269-78.8% |