Filed July 10, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $42,967 |
LPL FINANCIAL4 years Filed as: NEXT FINANCIAL GROUP Service code 27 · EIN 54-1900002 | Advisory (Plan) | $25,015 |
Service code 27 · EIN 37-1444529 | Advisory (Plan) | $22,517 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,342 | $73,638+20.0% | $95,952-7.9% | $73,488+20.2% |
| Participation rate | 89.1% | 76.2%+13.0pp | 77.1%+12.1pp | 70.7%+18.5pp |
| Annual return | 11.91% | 16.78%-4.9pp | 91.61%-79.7pp | 28.51%-16.6pp |
| Employer contribution / active EE | $947 | $1,863-49.2% | $2,541-62.7% | $2,270-58.3% |
| Participant deferral / active EE | $6,655 | $3,617+84.0% | $4,167+59.7% | $3,740+78.0% |
| Admin fee / account holder | $303 | $482-37.2% | $6,795-95.5% | $513-41.0% |