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| Provider | Service type | Compensation |
|---|---|---|
GREGORY J SCHWARTZ & COMPANY INC5+ years Filed as: GREGORY J. SCHWARTZ & CO., INC. Service code 15 · EIN 38-2117812 | Recordkeeping | $47,751 |
ADP BROKER-DEALER5+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $47,187 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,226 | $66,319+22.5% | $93,621-13.2% | $65,186+24.6% |
| Participation rate | 92.3% | 74.0%+18.3pp | 75.8%+16.4pp | 70.2%+22.1pp |
| Annual return | 22.25% | 42.59%-20.3pp | 32.76%-10.5pp | 29.39%-7.1pp |
| Employer contribution / active EE | $3,281 | $2,013+63.0% | $2,719+20.7% | $2,177+50.7% |
| Participant deferral / active EE | $2,452 | $3,343-26.7% | $4,070-39.8% | $3,514-30.2% |
| Admin fee / account holder | $285 | $6,900-95.9% | $7,890-96.4% | $847-66.3% |